Client Suitability Assessment
Risk Profiling
Name
First Name
Last Name
How much is your knowledge of investments?
No knowledge
Limited (I have limited knowledge of investments outside of bank deposits)
Moderate (I have some knowledge of investments like bonds, stocks and pooled funds)
Good (I have general knowledge of investments like bonds, stocks, mutual funds and derivatives)
Extensive (I have extensive knowledge of investments like bonds, stocks, mutual funds, derivatives, and structured products)
How many years have you been investing in stocks, bonds, and mutual funds/UITFs?
No experience
Less than 1 year
1 year to 5 years
6 years to 10 years
Over 10 years
How would you best describe your investment objective, and the level of risk you can take?
Capital preservation: I want my capital secured even if the investments provide low returns.
Regular income: I prefer investments that provide a predictable flow of income.
Income and growth: I seek a regular flow of income but will accept some volatility of capital growth. I prefer both opportunities to earn income and to grow over time.
Capital growth: I seek long term growth with some income.
Capital appreciation: I seek capital appreciation and fully accept volatility. I prefer high-risk investments with high potential returns.
How much are you willing to invest in higher-risk investments?
Less than 20%
21%-40%
41%-60%
61%-80%
Over 80%
How long can you keep your money invested to achieve your financial goals?
Less than 1 year
1 year to 2 years
3 years to 5 years
6 years to 10 years
Over 10 years
Which statement best describes your current financial situation?
I need this investment to supplement my current income
I do not need this investment to supplement my current income; however, this could change in the next months.
I do not expect to use this investment to meet current requirements, but I would need to access these funds in emergency.
My financial situation is stable, and I have sufficient cash flow to meet emergency requirements.
My financial situation is completely secure, and I can meet emergency requirements.
Calculation
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