Getting to know you

 

Gathering information about your personal and financial circumstances and your retirement plans helps us to provide you with advice that is appropriate for your current situation.

 

It would be helpful if you could complete all the following sections. Once completed, you will have the opportunity to book an appointment with Fiona Green who will be able to review your information with you and provide you with personalised retirement planning advice.

Marketing

 

With your agreement we’d like to send you information about our products and services which may be of interest to you. If you agree to receive marketing information, you may opt out at a later date. Please note that as your retirement may be some time in the future this will set the period of time for which we hold your information. You have the right to have this information removed subject to financial services regulation.

 

You have a right at any time to stop us from contacting you for marketing purposes or giving your information to other members of the group. If you no longer wish to be contacted for marketing purposes, please contact us by post to EIS Financial Services Ltd, 6 Clairmont Gardens, Glasgow, G3 7LW

When making a recommendation to invest we need to consider your understanding of investment markets and your ability to cope with market fluctuations and potential losses.

It is important for you and us to consider your ability to withstand fluctuations in the value of your investment.

 

Making investments will expose your money to risk as investments typically fluctuate on a daily basis and can be affected by events that cannot be predicted.

 

You need to be able to accept that your any investment you make can go down, as well as up, and you may end up with less money than you invested.

 

Past performance is no guide to future performance an no guarantees can be given with regard to expected returns.

Cautious investors typically:

 

• have low levels of knowledge about investment matters and limited interest in keeping up to date with investment issues

 

• may have some limited experience of investment products but will be more familiar with bank accounts than riskier investments

 

• do not like to take risk with their investments, preferring to keep their money in the bank, although may be willing to invest in other types of investments if they are likely to be better for the longer term

 

• can take a relatively long time to make up their mind on investment matters and can often suffer from regret when investment decisions turn out badly

Balanced investors typically:

• have moderate levels of knowledge about investment matters and pay some attention to keeping up to date with investment matters

 

• may have some experience of investment, including investing in products containing riskier assets such as equities and bonds

 

• understand that they have to take investment risk in order to be able to meet their long-term goals and are likely to be willing to take risk with part of their available assets

 

• will usually be able to make up their minds on investment matters relatively quickly but do still suffer from some feelings of regret when their investment decisions turn out badly

Adventurous investors typically:

• have high levels of investment knowledge and keep up to date on investment issues

 

• will usually be experienced investors, who have used a range on investment products in the past, and who may take an active approach to managing their investments

 

• are happy to take investment risk and understand that this is crucial in terms of generating long-term return, willing to take risk with most of their available assets and able to make up their minds on investment matters quickly

 

• may suffer from regret when their investment decisions turn out badly, but are able to accept that occasional poor outcomes are a necessary part of long-term investment.

Please select one box only to reflect both your risk and time frame.