Risk Assessment Survey
Name
First Name
Last Name
Email
example@example.com
Today's Date
-
Month
-
Day
Year
Date
Department
Accounts
Human Resources
Production
Purchasing
Sales and Marketing
Other
What is the Mission/Purpose of the unit? What are its principal goals and objectives?
What is of most concern to you regarding the attainment of the unit’s goals and objectives?
What recent events have occurred in this unit (e.g. new degrees, centers, change in management,turnover of staff)?
Yes and No Questions
Please answer the below yes and no questions.
Have there been changes in external factors such as laws and regulations?
Yes
No
Are contracts up for renewal?
Yes
No
Have there been changes in key personnel during the past year?
Yes
No
Has there been high staff turnover in the past few years?
Yes
No
Is staff well trained?
Yes
No
Are the unit’s business processes simple and routine or complex and non-routine?
Yes
No
Are procedures and processes documented, i.e., procedure manuals?
Yes
No
Have other units in other organizations failed to accomplish similar objectives?
Yes
No
Has there been internal restructuring?
Yes
No
Does the unit have a contingency plan if there were a major disruption in provision of services, e.g., all staff on leave of absence, information systems crash, permanent loss of facilities or key personnel, all paper records destroyed?
Yes
No
Biggest Risk of the Unit
What is the biggest risk of the unit?
What are the risk and probability levels of this risk?
Rows
Very Low
Low
Medium
High
Very High
Risk Impact
1
2
3
4
5
Risk Probability
6
7
8
9
10
Other Risks
What are the other risks that you would like to mention?
Signature
Submit
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