Security Risk and Compliance Monitoring Checklist
Complete this checklist to assess your organization's security controls, identify compliance gaps, and monitor risk management practices.
Organization Name
*
Assessment Date
*
 -
Month
 -
Day
Year
2 digit month, 2 digit day, 4 digit year
Date
Assessor's Full Name
*
First Name
Last Name
Assessor's Email Address
*
example@example.com
Department or Business Unit
*
Security Controls Assessment Matrix
*
Rows
Compliant
Partially Compliant
Non-Compliant
Not Applicable
Access Control
1
2
3
4
Data Protection & Privacy
5
6
7
8
Incident Response Plan
9
10
11
12
Physical Security
13
14
15
16
Network Security
17
18
19
20
Vulnerability Management
21
22
23
24
Employee Security Awareness
25
26
27
28
Third-Party Risk Management
29
30
31
32
For each area marked as 'Partially Compliant' or 'Non-Compliant', please describe the issues and required actions.
Overall Risk Level for This Assessment
*
Low
Medium
High
Are there any immediate security concerns requiring urgent attention?
*
Yes
No
Comments or Recommendations for Improvement
Submit Checklist
Should be Empty: