External Audit Process Checklist
Complete this form to document and evaluate your external audit process. Ensure all sections are filled out thoroughly for compliance and process improvement.
Audit Details
Provide general information about the audit.
Audit Date
*
 -
Month
 -
Day
Year
2 digit month, 2 digit day, 4 digit year
Date
Audit Location
*
Department/Area Audited
*
Audit Team Information
List the primary auditor and other team members.
Lead Auditor Name
*
First Name
Last Name
Other Audit Team Members (if any)
Auditee (Person/Team Audited)
*
Audit Checklist
Evaluate compliance for each area below. Select the appropriate response and provide comments where necessary.
Audit Criteria Checklist
*
Rows
Compliant
Non-Compliant
Not Applicable
Comments/Evidence
Documentation complete and up-to-date
1
2
3
Procedures followed as per standard
4
5
6
Records maintained properly
7
8
9
Corrective actions from previous audits addressed
10
11
12
Training records available and current
13
14
15
Physical controls in place
16
17
18
Risk assessments conducted
19
20
21
Reporting and escalation procedures followed
22
23
24
Key Findings and Observations
*
Recommendations and Corrective Actions
*
Additional Comments (Optional)
Auditor Signature
*
Submit Audit Checklist
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