University Administrative Operations Audit Form
Use this form to assess and document the effectiveness and compliance of university administrative departments.
Auditor Name
*
First Name
Last Name
Auditor Email Address
*
example@example.com
Audit Date
*
 -
Month
 -
Day
Year
2 digit month, 2 digit day, 4 digit year
Date
Department/Unit Being Audited
*
Audit Scope
*
Records Management
Financial Procedures
Personnel Administration
Procurement & Inventory
Compliance with University Policies
Other
Compliance Assessment: Please rate the following areas
*
Rows
Fully Compliant
Partially Compliant
Not Compliant
Not Applicable
Policy Adherence
1
2
3
4
Timeliness of Processes
5
6
7
8
Accuracy of Records
9
10
11
12
Confidentiality Practices
13
14
15
16
Staff Training
17
18
19
20
Process Effectiveness Rating
*
1
2
3
4
5
Documentation Review: Are all required records and documents available and up-to-date?
*
Yes
No
Partially
Observations and Findings
*
Recommendations for Improvement
Overall Audit Conclusion
*
Please Select
Satisfactory
Needs Improvement
Unsatisfactory
Submit Audit
Should be Empty: