Vendor Risk Management Audit Checklist
Complete this checklist to assess and document vendor compliance, risk, and security controls.
Vendor Name
*
Vendor Contact Person
*
Vendor Email Address
*
example@example.com
Vendor Phone Number
Please enter a valid phone number.
Format: (000) 000-0000.
Type of Service Provided
*
Please Select
IT Services
Consulting
Logistics
Manufacturing
Facilities
Other
Vendor Risk Assessment Table
*
Rows
Low
Medium
High
Data Security Risk
1
2
3
Financial Risk
4
5
6
Compliance Risk
7
8
9
Operational Risk
10
11
12
Reputation Risk
13
14
15
Does the vendor have a formal information security policy?
*
Yes
No
Not Sure
Rate the vendor's compliance with contractual obligations
*
1
2
3
4
5
Does the vendor have business continuity and disaster recovery plans in place?
*
Yes
No
Not Sure
Please provide any additional comments or notes regarding this vendor's risk profile.
Audit Completed By (Your Name)
*
Date of Audit
*
-
Month
-
Day
Year
Date
Submit Checklist
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