Financial Services Policy And Conduct Survey Form
Please complete this Financial Services Policy And Conduct Survey Form to help us assess and improve our policies and conduct standards. Your feedback is valuable and will remain confidential.
How clearly are the company’s financial policies communicated to you?
*
Not clear at all
1
2
3
4
Extremely clear
5
1 is Not clear at all, 5 is Extremely clear
How would you rate the overall ethical standards of the organization?
*
1
2
3
4
5
Have you received adequate training on financial conduct policies?
*
Yes
No
Partially
How comfortable do you feel reporting policy violations?
*
Not comfortable
1
2
3
4
Very comfortable
5
1 is Not comfortable, 5 is Very comfortable
How often do you observe colleagues following conduct standards?
*
Always
Often
Sometimes
Rarely
How effective are the current policies in preventing unethical behavior?
*
Not effective
1
2
3
4
Highly effective
5
1 is Not effective, 5 is Highly effective
Have you ever witnessed a breach of financial policy?
*
Yes
No
What improvements would you suggest for our financial policies or conduct standards?
Submit Survey
Should be Empty: