Level 1 Audit Checklist
Please complete the following to facilitate the initial audit review.
Auditor Name
*
First Name
Last Name
Audit Area
*
Please Select
Financial
Operational
Compliance
Security
IT Infrastructure
Other
Checklist Items
*
Asset Inventory Verified
Access Controls Checked
Data Backups Confirmed
Policy Updates Reviewed
Hardware & Software Inspection
Unauthorized Access Detected
Security Measures Functional
Training & Awareness Status
Incident Reports Examined
Other
Findings and Remarks
Risk Level
*
Please Select
Low
Medium
High
Critical
Is Follow-up Required?
*
Yes
No
Follow-up Action Plan (if applicable)
Auditor Signature
*
1
Submit
Submit
Should be Empty: