AML False Positive Reduction Checklist
Complete this checklist to review and document the investigation of potential false positives in AML alerts.
Reviewer Full Name
*
First Name
Last Name
Date of Review
*
 -
Month
 -
Day
Year
2 digit month, 2 digit day, 4 digit year
Date
Case or Alert Reference Number
*
Customer Name
*
Type of Alert
*
Please Select
Transaction Monitoring
Sanctions Screening
Name Screening
Other
Checklist: Investigation Steps
Rows
Completed
Comments
Verified customer identity matches alert details
1
Reviewed transaction history for unusual activity
2
Checked for recent changes in customer profile
3
Consulted external watchlists or databases
4
Assessed potential data entry or system errors
5
Was supporting documentation reviewed and found sufficient?
*
Yes
No
Not Applicable
Escalation Required?
*
No – False Positive Confirmed
Yes – Escalate for Further Review
Summary of Findings
*
Actions Taken
*
Attach Relevant Documents (if any)
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