Board of Directors Audit Checklist
Use this checklist to systematically audit and evaluate board governance, compliance, and effectiveness.
Board Name
*
Audit Date
*
 -
Month
 -
Day
Year
2 digit month, 2 digit day, 4 digit year
Date
Auditor Full Name
*
First Name
Last Name
Board Meeting Frequency
*
Monthly
Quarterly
Annually
Other
Key Audit Areas Assessment
*
Rows
Compliant
Partially Compliant
Non-Compliant
Not Applicable
Board composition aligns with bylaws
1
2
3
4
Regular review of board policies
5
6
7
8
Conflict of interest disclosures
9
10
11
12
Financial oversight procedures
13
14
15
16
Strategic planning involvement
17
18
19
20
Board Governance Effectiveness
*
1
2
3
4
5
Risk Management Practices
*
1
2
3
4
5
Compliance with Legal and Regulatory Requirements
*
1
2
3
4
5
Comments and Observations
Recommendations for Improvement
Auditor Signature
*
Submit Audit Checklist
Submit Audit Checklist
Should be Empty: