Audit and Accountability Controls Assessment
Evaluate the effectiveness of audit and accountability controls within your organization.
Organization Name
*
Department/Unit
*
Assessor's Full Name
*
First Name
Last Name
Assessment Date
*
 -
Month
 -
Day
Year
2 digit month, 2 digit day, 4 digit year
Date
Role of Assessor
*
Please Select
Internal Auditor
External Auditor
Compliance Officer
IT Security
Other
Audit and Accountability Controls Assessment Table
*
Rows
Not Implemented
Partially Implemented
Fully Implemented
Not Applicable
Audit log generation and retention
1
2
3
4
User access review procedures
5
6
7
8
Incident response logging
9
10
11
12
Separation of duties enforcement
13
14
15
16
Accountability for privileged actions
17
18
19
20
Regular review of audit logs
21
22
23
24
Automated alerting for suspicious activities
25
26
27
28
Rate the overall effectiveness of audit and accountability controls.
*
1
2
3
4
5
Are audit logs regularly reviewed by management?
*
Yes
No
Not Sure
Are corrective actions taken when accountability issues are identified?
*
Always
Sometimes
Rarely
Never
Comments or Recommendations for Improvement
Submit Assessment
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