Security Operations Center Audit Checklist
Comprehensive checklist for auditing Security Operations Center controls and procedures.
Audit Title
*
Date of Audit
*
 -
Month
 -
Day
Year
2 digit month, 2 digit day, 4 digit year
Date
Auditor Name
*
First Name
Last Name
SOC Location
*
Physical Security Controls
*
Rows
Implemented
Not Implemented
Not Applicable
Access control to SOC facility
1
2
3
Visitor log maintained
4
5
6
Surveillance cameras operational
7
8
9
Emergency exits accessible
10
11
12
Logical Security Controls
*
Rows
Implemented
Not Implemented
Not Applicable
User access reviewed regularly
13
14
15
Multi-factor authentication enabled
16
17
18
Endpoint protection in place
19
20
21
Network segmentation enforced
22
23
24
Monitoring and Detection Effectiveness
*
1
2
3
4
5
Incident Response Preparedness
*
Rows
Yes
No
Not Applicable
Incident response plan documented
25
26
27
Regular incident response drills
28
29
30
Incident log maintained
31
32
33
Communication plan established
34
35
36
Compliance with Policies and Standards
SOC policies are documented
Staff trained on security policies
Regular audits are conducted
Other
Overall SOC Maturity Level
*
Low
1
2
3
4
High
5
1 is Low, 5 is High
Additional Comments or Observations
Submit Audit
Should be Empty: