E-Audit Checklist
Complete this checklist to document and assess compliance with relevant digital processes or systems.
Audit Title or Reference
*
Date of Audit
*
 -
Month
 -
Day
Year
2 digit month, 2 digit day, 4 digit year
Date
Auditor Name
*
First Name
Last Name
Department or Area Audited
*
Please Select
IT Infrastructure
Finance
Human Resources
Operations
Sales
Other
Checklist Assessment
*
Rows
Compliant
Partially Compliant
Non-Compliant
Comments
Access controls are in place and effective
1
2
3
Data backup procedures are followed
4
5
6
Incident response plan is documented
7
8
9
User accounts are reviewed regularly
10
11
12
System updates and patches are current
13
14
15
Sensitive data is encrypted
16
17
18
Audit logs are maintained and reviewed
19
20
21
Overall Compliance Rating
*
1
2
3
4
5
Summary of Key Findings
*
Recommendations for Improvement
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