Capitalization Table Audit Checklist
Complete this checklist to ensure the accuracy and completeness of your company's capitalization table.
Company Name
*
Audit Date
*
-
Month
-
Day
Year
Date
Auditor Name
*
First Name
Last Name
Contact Email
*
example@example.com
Document Completeness Check
*
Rows
Complete
Incomplete
Not Applicable
Cap Table Spreadsheet
1
2
3
Stock Certificates
4
5
6
Option Agreements
7
8
9
Convertible Notes
10
11
12
Warrant Agreements
13
14
15
Are all share classes correctly listed and described in the cap table?
*
Yes
No
Not Applicable
Option Pool Review
*
Accurately reflected
Discrepancies found
Not Applicable
Convertible Notes and SAFEs Review
*
All included and accurate
Some missing or inaccurate
Not Applicable
Warrants and Other Instruments Review
*
All included and accurate
Some missing or inaccurate
Not Applicable
Discrepancies or Issues Identified
Overall Audit Rating
*
1
2
3
4
5
Additional Comments
Submit Audit
Should be Empty: