Risk and Control Monitoring and Reporting Checklist
Use this checklist to assess, monitor, and report on risks and controls within your organization or project.
Project or Department Name
*
Date of Assessment
*
 -
Month
 -
Day
Year
2 digit month, 2 digit day, 4 digit year
Date
Assessor Name
*
First Name
Last Name
Risk Description
*
Control Description
*
Risk Assessment
*
Rows
Likelihood
Impact
Risk 1
Low
Medium
High
Low
Medium
High
Risk 2
Low
Medium
High
Low
Medium
High
Risk 3
Low
Medium
High
Low
Medium
High
Control Effectiveness
*
1
2
3
4
5
Monitoring Frequency
*
Please Select
Daily
Weekly
Monthly
Quarterly
Annually
Current Status
*
On Track
Needs Attention
Critical
Issues Identified
No Issues
Control Not Implemented
Control Not Effective
Documentation Missing
Other
Action Plan / Recommendations
Responsible Person
Target Completion Date
 -
Month
 -
Day
Year
2 digit month, 2 digit day, 4 digit year
Date
Reporting Summary
Submit Checklist
Should be Empty: