AI Audit Readiness Checklist
Assess your organization's preparedness for an AI audit by completing this comprehensive checklist.
Organization Name
*
Contact Person Name
*
First Name
Last Name
Email Address
*
example@example.com
Number of AI Systems Deployed
*
Please list the main AI systems or projects currently in use.
Status of AI Governance Policies
*
Rows
Not Started
In Progress
Completed
Data Privacy Policy
1
2
3
AI Ethics Policy
4
5
6
Model Risk Management Policy
7
8
9
Incident Response Plan
10
11
12
How would you rate your organization's AI risk assessment process?
*
1
2
3
4
5
Is there a documented process for monitoring and reviewing AI system outputs?
*
Yes
No
In Progress
Select the areas where documentation is up-to-date:
*
Data Sources & Collection
Model Development
Model Testing & Validation
Deployment & Maintenance
None of the above
Staff Training on AI Ethics and Compliance
*
Completed for all relevant staff
In Progress
Not Started
How confident are you in your organization's ability to respond to an AI-related incident?
*
Not confident
1
2
3
4
Very confident
5
1 is Not confident, 5 is Very confident
Additional Comments or Notes
Submit Checklist
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