IT Audit Fieldwork Checklist Form
Use this form to document IT audit fieldwork, control testing, evidence review, exceptions, and follow-up actions.
Audit Context
Audit Name or Reference
*
Audit Period or Fieldwork Date
*
 -
Month
 -
Day
Year
2 digit month, 2 digit day, 4 digit year
Date
Audited System, Application, or Process
*
Business Unit or Department
*
Please Select
IT
Finance
Operations
Human Resources
Sales
Marketing
Procurement
Legal
Customer Support
Other
Audit Location / Status
*
Please Select
On-site
Remote
Hybrid
Audit Objective or Scope Summary
*
Auditor Name
*
First Name
Middle Name
Last Name
Audit Team Members
Control Testing Checklist
Control testing checklist
*
Control name
*
Control owner
*
Test performed
*
Sample size
*
Evidence reviewed
Result / status
*
Pass
Fail
Needs Follow-up
Exception noted
*
Yes
No
Findings and Follow-up
Exception Summary
*
Severity Level
*
Please Select
Low
Medium
High
Critical
Root Cause
Corrective Action Requested
*
Due Date for Remediation
*
 -
Month
 -
Day
Year
2 digit month, 2 digit day, 4 digit year
Date
Responsible Owner
*
First Name
Last Name
Follow-up Required
Yes
Final Auditor Remarks
Submit
Should be Empty: