• Internal Audit Engagement Process Checklist Form

    Use this form to plan, track, review, and close an internal audit engagement from initiation through sign-off.

  • Engagement Initiation

  • Target Kickoff Date*
     - -
    2 digit month, 2 digit day, 4 digit year

  • Scope and Objectives

  • In-Scope Locations / Sites / Processes
  • Key Risks to Assess*

  • Planning and Readiness Checklist

  • Required background documents received*
  • Process owners identified*
  • Workpapers/templates prepared*
  • Evidence request list issued*
  • Stakeholder contacts*
  • Anticipated fieldwork start date*
     - -
    2 digit month, 2 digit day, 4 digit year
  • Anticipated fieldwork end date*
     - -
    2 digit month, 2 digit day, 4 digit year

  • Execution and Review Tracking

  • Fieldwork Status*
  • Testing Steps Completed
  • Reviewer Approval Status*
  • Follow-Up Actions Assigned
  • Supporting Evidence Filed?*

  • Closure and Sign-off

  • Completion Status*
  • Final Report Issued Date*
     - -
    2 digit month, 2 digit day, 4 digit year
  • Management Response Received*
  • Final Sign-off / Closed Date*
     - -
    2 digit month, 2 digit day, 4 digit year
  • Should be Empty:
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