Scientific Laboratory IT Audit Checklist Form
Use this form to assess laboratory IT systems, access controls, data protection, backups, software compliance, and corrective actions during a scientific laboratory IT audit.
Audit Overview
Audit date
*
 -
Month
 -
Day
Year
2 digit month, 2 digit day, 4 digit year
Date
Auditor name / role
*
Laboratory IT Scope and Systems
Laboratory / Site Name
*
System Scope
*
LIMS
Instrument Computers
File Servers
Shared Workstations
Network Infrastructure
Cloud Applications
Other Laboratory Systems
Criticality / Priority
*
High
Medium
Low
Access Control and Account Review
Access Control Compliance
*
Rows
Compliant
Partially Compliant
Non-Compliant
User accounts
1
2
3
Privileged accounts
4
5
6
Password policies
7
8
9
Access reviews
10
11
12
Observed Access Issues
Shared accounts
Stale accounts
Excessive privileges
Missing MFA
Unclear account ownership
Other
Data Protection, Backup, and Compliance Checks
Data Protection Status
*
Compliant
Partially compliant
Non-compliant
Not applicable
Backup and Recovery Status
*
Please Select
Compliant
Partially compliant
Non-compliant
Not applicable
Software and Compliance Review
Rows
Meets
Needs Attention
Antivirus / EDR coverage
13
14
Patch management current
15
16
Approved software only
17
18
Audit logging enabled and reviewed
19
20
Validated / configuration-controlled systems
21
22
Submit Audit Checklist
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