School Internal Controls Assessment Form
Use this School Internal Controls Assessment Form to evaluate internal controls and document findings, risks, and recommended actions.
School/Site Name
*
Assessor Name
*
Assessment Date
*
 -
Month
 -
Day
Year
2 digit month, 2 digit day, 4 digit year
Date
Department/Area Reviewed
*
Please Select
Administration
Finance
Facilities
IT
Academic Affairs
Student Services
Other
Controls Area Evaluation
*
Strong
Adequate
Needs Improvement
Weak
Internal Controls Rating (Likert Scale)
*
Very Poor
1
2
3
4
Excellent
5
1 is Very Poor, 5 is Excellent
Checklist of Key Control Areas
*
Segregation of duties
Authorization controls
Physical security
Access to records
Monitoring activities
Other
Overall Risk/Exposure Rating
*
1
2
3
4
5
Key Findings/Issues
*
Recommended Corrective Actions / Follow-up
*
Submit Assessment
Should be Empty: