Client AML Risk Assessment Form
Client AML Risk Assessment Form – Please complete all fields to help determine the anti-money-laundering risk level and due diligence requirements for this client.
Client Name
*
First Name
Last Name
Type of Client
*
Individual
Company/Corporate
Trust/Other Entity
Country of Residence/Registration
*
Nature of Client’s Business or Occupation
*
Source of Funds
*
Salary/Employment
Business Income
Investment
Gift/Inheritance
Other
Expected Transaction Volume (Monthly)
*
Low (up to $10,000)
Medium ($10,001–$100,000)
High (above $100,000)
Business Relationship Type
*
One-off
Ongoing
Is the client or any beneficial owner a Politically Exposed Person (PEP)?
*
Yes
No
Unknown
Geographic Risk Rating (Based on Country of Residence/Operation)
*
1
2
3
4
5
Industry Risk Rating (Based on Client’s Sector)
*
1
2
3
4
5
Submit Assessment
Should be Empty: