Audit Findings Assertion Log Form
Use this form to log and evaluate audit findings, documenting related assertions for each finding. All entries are aligned with the audit findings assertion process.
Finding ID or Reference
*
Date of Finding
*
 -
Month
 -
Day
Year
2 digit month, 2 digit day, 4 digit year
Date
Area or Process Involved
*
Please Select
Finance
Operations
IT
Compliance
HR
Procurement
Other
Finding Category
*
Please Select
Control Deficiency
Process Improvement
Non-Compliance
Documentation Issue
Other
Description of Finding
*
Related Assertion
*
Existence
Completeness
Accuracy
Valuation
Rights & Obligations
Presentation & Disclosure
Assertion Evaluation (Rate the adequacy of assertion evidence)
*
1
2
3
4
5
Severity Level
*
Critical
High
Medium
Low
Status of Finding
*
Open
In Progress
Closed
Pending Review
Auditor Name
*
Submit Audit Finding
Should be Empty: