Crypto IRA Custodian Compliance Verification Checklist Form
Complete this checklist to verify that a crypto IRA custodian meets all required compliance standards. Use this form to document and confirm compliance with key operational and regulatory requirements.
Is the custodian registered with appropriate federal or state regulatory authorities?
*
Yes
No
Pending
Does the custodian maintain proper custody and safeguarding of digital assets?
*
Yes
No
In Progress
Is there an insurance policy in place covering loss or theft of digital assets?
*
Yes
No
Coverage Pending
Are regular independent audits of digital asset holdings performed?
*
Yes
No
Scheduled
Does the custodian have documented Anti-Money Laundering (AML) and Know Your Customer (KYC) policies?
*
Yes
No
Under Review
Are digital assets segregated between client and company holdings?
*
Yes
No
Partially
Are cybersecurity protocols and risk assessments regularly updated and tested?
*
Yes
No
In Progress
Does the custodian provide transparent reporting and account statements to clients?
*
Yes
No
Limited
Is there a documented business continuity and disaster recovery plan?
*
Yes
No
In Development
Are all fees, charges, and compensation structures clearly disclosed to clients?
*
Yes
No
Partial Disclosure
Submit Checklist
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