Alternative Trading System Approval Request Form

Alternative Trading System Approval Request Form
Use this form to request review and approval to operate an Alternative Trading System. Provide the organization, contact, business profile, operating details, and attestation needed for evaluation.
Applicant Information
Applicant organization name
Primary contact full name
First NameMiddle NameLast Name
Primary contact email address
example@example.com
ATS Business Profile
Legal Entity Type
Other
Jurisdiction of Formation/Incorporation
Primary Business Address
Street Address
Street Address Line 2
CityState / ProvincePostal / Zip Code
Approval Request Details
Requested ATS Legal Name
Type of Trading Activity Planned
Business Model / System Overview
Should be Empty: