BSA/AML Compliance Monitoring Log Form
Log and track BSA/AML compliance monitoring activities in detail. Please complete all fields to ensure accurate record-keeping.
Date of Monitoring Activity
*
 -
Month
 -
Day
Year
2 digit month, 2 digit day, 4 digit year
Date
Reviewer Full Name
*
First Name
Last Name
Department
*
Please Select
Compliance
Risk Management
Audit
Operations
Other
Type of Activity Reviewed
*
Please Select
Transaction Monitoring
Customer Due Diligence
Suspicious Activity Reporting
Recordkeeping
Other
Description of Monitoring Activity
*
Findings or Exceptions
*
Corrective Actions (if any)
Status
*
Open
In Progress
Closed
Follow-up Date (if applicable)
 -
Month
 -
Day
Year
2 digit month, 2 digit day, 4 digit year
Date
Additional Notes
Submit Log
Should be Empty: