Vendor AI Compliance Audit Checklist Form
Assess your vendor’s AI usage, controls, and documentation to ensure alignment with compliance expectations.
Vendor Name
*
Primary Contact Email
*
example@example.com
Does the vendor utilize AI or machine learning in their products or services?
*
Yes
No
AI System Documentation Provided
*
Comprehensive
Partial
Not Provided
How would you rate the vendor’s AI risk controls?
*
1
2
3
4
5
Checklist: Which compliance controls are in place for AI systems?
*
Data privacy controls
Model transparency/explainability
Bias and fairness assessments
Ongoing model monitoring
Incident response process
Other
Describe any gaps or areas for improvement in the vendor’s AI compliance.
Has the vendor undergone a recent independent AI audit?
*
Yes
No
In Progress
Overall compliance status assessment
*
Please Select
Fully compliant
Partially compliant
Non-compliant
Not evaluated
Additional comments (optional)
Submit Assessment
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