Reference Rate Transition Assessment Form
Evaluate your organization's preparedness and the potential impact of transitioning from legacy reference rates. Please respond to each section based on your current status.
How would you rate your organization’s overall awareness of the reference rate transition requirements?
*
1
2
3
4
5
Has your organization established a dedicated team or task force for managing the reference rate transition?
*
Yes
No
In progress
Which functional areas have been assessed for impact due to the transition?
*
Finance
Risk Management
Legal/Compliance
IT/Systems
Product Management
Other
Please indicate your confidence level in your current transition project timeline.
*
Not confident
1
2
3
4
Very confident
5
1 is Not confident, 5 is Very confident
What is the status of your client communication regarding the transition?
*
Completed
Ongoing
Planned
Not started
Please rate the readiness of your systems and processes to support the new reference rates.
*
1
2
3
4
5
Has your organization conducted training or issued guidance to staff on the reference rate transition?
*
Yes, completed
Partially completed
Planned
Not started
Please indicate the extent to which your organization has identified and mitigated transition-related risks.
*
Not at all
1
2
3
4
Fully mitigated
5
1 is Not at all, 5 is Fully mitigated
Transition Impact Assessment Table
*
Rows
No impact
Minor impact
Moderate impact
Significant impact
Loan portfolio
1
2
3
4
Derivatives
5
6
7
8
Client contracts
9
10
11
12
Internal reporting
13
14
15
16
External reporting
17
18
19
20
How would you rate your organization’s overall readiness for the reference rate transition?
*
1
2
3
4
5
Submit Assessment
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