Internal Controls Audit Questionnaire
Please complete this questionnaire to assist in the internal audit review of your department's internal controls. Use clear and concise responses for each area.
Audit Period
*
Department or Business Unit
*
Control Area Being Reviewed
*
Respondent Name
*
First Name
Last Name
Respondent Role or Title
*
Control Objective or Area Summary
*
How Are Controls Currently Performed?
*
Frequency of Control Execution
*
Please Select
Daily
Weekly
Monthly
Quarterly
Annually
Other
Evidence or Documentation Available
*
Please Select
Process documentation
System reports
Manual logs
Reconciliations
Other
None
Main Control Weaknesses or Improvement Opportunities
*
Submit Questionnaire
Should be Empty: