Banking Risk Assessment Questionnaire Form

Banking Risk Assessment Questionnaire Form
Complete this questionnaire to help assess banking-related risk, activity profile, and compliance readiness. Please do not include sensitive account or identification numbers.
Applicant & Business Profile
Full Name
First NameLast Name
Company / Organization Name
Role / Title
Business Type / Industry
Country / Region of Operation
Relationship to the Bank
Risk Exposure & Activity Assessment
Source of funds / primary business activity
Expected monthly transaction volume
Expected average transaction value
Geographic exposure / risk regions
Other
Products / services used or requested
Other
Cash intensity / cross-border activity frequency

1
2
3
4
5
6
7
8
9
10
1 is Very low, 10 is Very high
Compliance, Controls & Outcome Review
Has the business undergone AML/KYC or screening review history?
If yes, provide a brief explanation or context
How complex is the ownership or beneficial ownership structure?
Will third parties or intermediaries be used in the business activity?
Other

How would you rate the current internal controls and documentation readiness?

Rows	Strongly disagree	Disagree	Neutral	Agree	Strongly agree
Policies and procedures are documented
Required records are maintained
Review and approval processes are in place
The business can provide supporting documentation promptly

Select theme: