Board Compliance Audit Form
Use this form to document and assess board compliance during your audit. Please complete all relevant sections accurately.
Organization Name
*
Audit Date
*
 -
Month
 -
Day
Year
2 digit month, 2 digit day, 4 digit year
Date
Auditor Full Name
*
First Name
Last Name
Frequency of Board Meetings
*
Monthly
Quarterly
Annually
Other
Are board meeting minutes properly documented and retained?
*
Yes
No
Partially
How would you rate the board’s adherence to its bylaws and policies?
*
1
2
3
4
5
Select all areas where compliance gaps were identified
Conflict of Interest Disclosure
Board Training/Orientation
Financial Oversight
Document Retention
Meeting Attendance
Other
Describe any observed conflicts of interest
Summary of Audit Findings
*
Submit Audit
Should be Empty: