Audit Exception Report Form
Use this Audit Exception Report Form to submit and track audit exceptions efficiently. All fields are required unless marked optional.
Report Date
*
 -
Month
 -
Day
Year
2 digit month, 2 digit day, 4 digit year
Date
Reporter Name
*
First Name
Last Name
Reporter Email
*
example@example.com
Department
*
Please Select
Finance
Operations
IT
Compliance
HR
Other
Audit/Entity Name
*
Audit Period or Date Range
*
Exception Category
*
Please Select
Process Non-Compliance
Policy Violation
Control Deficiency
Documentation Issue
Data Integrity Issue
Other
Exception Summary & Description (include severity/impact)
*
Root Cause / Suspected Cause & Immediate Corrective Action
*
Owner Responsible & Target Resolution Date
*
Supporting Evidence Upload (files, screenshots, etc.)
*
Upload a File
Drag and drop files here
Choose a file
Cancel
of
Additional Notes (optional)
Submit Exception Report
Should be Empty: