Regulatory Change Assessment Checklist
Use this checklist to evaluate regulatory changes and assess their operational impact.
Regulatory Change Title
*
Brief Description of the Regulatory Change
*
Effective Date of Change
*
 -
Month
 -
Day
Year
2 digit month, 2 digit day, 4 digit year
Date
Which business areas/functions are impacted?
*
Operations
Compliance
IT/Technology
Finance
Human Resources
Other
Overall Impact Level
*
Low
Moderate
High
Readiness Assessment
*
Rows
Not Ready
Partially Ready
Mostly Ready
Fully Ready
Processes
1
2
3
4
Systems
5
6
7
8
People
9
10
11
12
Documentation
13
14
15
16
Required Actions
*
Responsible Owner
*
Priority Level
*
Critical
High
Medium
Low
Additional Comments or Notes
Submit Assessment
Should be Empty: