Bank Risk Control Self-Assessment Form
Evaluate your department's risk controls and provide structured feedback using this self-assessment form.
Department/Business Unit
*
Assessment Date
*
 -
Month
 -
Day
Year
2 digit month, 2 digit day, 4 digit year
Date
Overall Risk Awareness in Your Area
*
Very Low
1
2
3
4
Very High
5
1 is Very Low, 5 is Very High
Effectiveness of Existing Risk Controls
*
Not Effective
1
2
3
4
Highly Effective
5
1 is Not Effective, 5 is Highly Effective
Likelihood of Key Risks Occurring
*
Very Unlikely
1
2
3
4
Very Likely
5
1 is Very Unlikely, 5 is Very Likely
Potential Impact of Key Risks
*
Negligible
1
2
3
4
Severe
5
1 is Negligible, 5 is Severe
Please rate the adequacy of control documentation and procedures
*
Inadequate
1
2
3
4
Comprehensive
5
1 is Inadequate, 5 is Comprehensive
Recent Incidents or Near Misses (if any)
Key Areas for Improvement
Additional Comments or Suggestions
Submit Assessment
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