NMLS Application Compliance Checklist Form
Complete this checklist to ensure all compliance requirements for your NMLS application review are met. Use this form to track the status of each compliance item.
Applicant identity documents reviewed
*
Completed
Education and training certificates verified
*
Completed
Background check and fingerprint results received
*
Completed
Credit report reviewed for compliance
*
Completed
Criminal disclosure questions answered
*
Completed
Financial disclosure questions answered
*
Completed
State-specific requirements reviewed
*
Completed
Company sponsorship verified (if applicable)
*
Completed
All required application forms submitted
*
Completed
Additional notes (optional)
Submit Checklist
Should be Empty: