Lifetime ISA Advice Compliance Checklist Form
Complete this checklist to confirm all required steps for Lifetime ISA advice compliance. Please ensure all information is accurate and complete before submitting.
Adviser Name
*
First Name
Last Name
Firm or Practice Name
*
Client Reference or Case ID
*
Advice Date
*
 -
Month
 -
Day
Year
2 digit month, 2 digit day, 4 digit year
Date
Has the client confirmed they are 18 years old or over?
*
Yes
No
Client's Objective for Lifetime ISA Advice
*
Employment Status
*
Please Select
Employed
Self-employed
Unemployed
Student
Retired
Other
Intended Use of Lifetime ISA Funds
*
Please Select
First home purchase
Retirement savings
Other eligible purpose
Not specified
Key Compliance Checks Completed
*
Client age eligibility (18-39 at account opening) confirmed
Lifetime ISA contribution limits explained
Government bonus rules discussed
Withdrawal restrictions and penalties explained
Investment risks and charges disclosed
Client provided with Key Features Illustration
Other
Adviser Declaration: I confirm this advice record is complete and ready for compliance review.
*
I confirm
Submit Checklist
Should be Empty: