Operational Risk Assessment Questionnaire Form
Identify and evaluate operational risks, document existing controls, and plan mitigation.
Business process
*
Describe the operational risk
*
Risk category
*
Please Select
Process or workflow
People or staffing
Technology or systems
Third-party or vendor
Compliance or regulatory
Facilities or physical operations
Other
How likely is this risk to occur?
*
Very unlikely
1
2
3
4
Very likely
5
1 is Very unlikely, 5 is Very likely
What is the potential impact if this risk occurs?
*
Minimal impact
1
2
3
4
Severe impact
5
1 is Minimal impact, 5 is Severe impact
Describe the existing controls
How effective are the existing controls?
1
2
3
4
5
Describe the planned risk mitigation actions
*
Mitigation priority
*
Low
Medium
High
Critical
Target review date
 -
Month
 -
Day
Year
2 digit month, 2 digit day, 4 digit year
Date
Submit Assessment
Should be Empty: