ASL提供ASL在其中要求提供的或由ASL通過補充問題和要求形式要求提供的全部信息,則ASL、任何集團成
ASL cannot identify with any certainty my/our financial background, investment experience, investment objectives, investment horizon, risk tolerance and particular needs;
Any advice or recommendation provided or any promotion or solicitation of investment products in respect to my/our account with ASL provided by ASL or ASL’s duly authorised Representatives shall be treated at best as only general advice, recommendation or introduction; and
Any advice, recommendation, promotion or solicitation made to me/us does not take into account my/our financial background, investment experience, investment objectives, investment horizon, risk tolerance and particular needs as I/we did not provide the requisite information to ASL, and I/we am/are aware and accept that the suitability of such advice, recommendation, promotion and/or solicitation consequently cannot be and had not been determined by ASL.
Without prejudice to any of the preceding, I/we acknowledge and confirm that unless and until I/we have completed Section 2 Investment Profile Information in full and together with all other requested information and supporting documents and that I/we notify ASL in writing promptly upon any material change(s) in the information provided therein or in my/our personal situation and/or investment profile, ASL is in no position to properly make any suitability determination and thus any advice, recommendation, promotion and solicitation made to me/us in the interim will not and does not take into account my/our financial background, investment experience, investment objectives, investment horizon, risk tolerance and particular needs and that I/we are aware and accept that the suitability of such advice, recommendation, promotion and/or solicitation consequently cannot be and has not been determined by ASL. 在不影響上文任何規定的前提下,本人/吾等承認並確認,除非本人/吾等已填妥第二部分“投資情況信息”以及 所有其他要求的信息和證明文件,並且將其中提供之信息或本人/吾等個人狀況和/或投資情況方面的任何重大變
I/We further undertake to fully indemnify and hold harmless each of ASL and any Group Party and their Representatives and Affiliates (to the fullest extent permitted by applicable Laws, Rules and Regulations) (each as defined in the Terms and Conditions for Securities Trading) from and against any and all Liabilities and Costs and Expenses (as defined in the Terms and Conditions for Securities Trading) which any of ASL, any Group Party and their Representatives and Affiliates may suffer, be imposed upon or incur directly or indirectly in any jurisdiction arising out of, based upon, resulting from or in connection with any inaccuracy, breach or alleged breach of a representation/undertaking given by me/us in relation to Section 2 Investment Profile Information or a failure to provide all required information as requested therein or an inaccuracy or untruthfulness in the information provided therein by me/us or otherwise a failure to notify ASL in writing forthwith upon any material change(s) in my/our personal situation and/or investment profile. I/we further acknowledge, agree and undertake to comply with the indemnity provisions stated in Clause 33 of the Terms and Conditions for Securities Trading. 本人/吾等進一步承諾,如果本人/吾等就第二部分“投資情況信息”所作的陳述/承諾有誤或者實際或被指稱遭到 違反,或本人/吾等未能提供其中要求的所有必要信息或提供之信息不準確或不真實,或未能將本人/吾等個人狀
況和/或投資情況方面的任何重大變更及時書面告知ASL,則對於因上述情況而產生的,基於上述情況,由上述 情況引起的或與上述情況有關而使ASL、任何集團成員以及他們的代表和關聯方(定義均見《證券買賣條款及細
《證券買賣條款及細則》),本人/吾等承諾將(在適用法律、規則及規例允許的最大範圍內)向ASL和任何集
團成員以及他們的代表和關聯方中的每一方作出充分彌償並使其免受損害。本人/吾等進一步確認、同意和承諾遵 守《證券買賣條款及細則》第33條的彌償規定。
(For all clients) Notwithstanding any provision contained herein, I/we acknowledge and agree that unless ASL otherwise agrees in writing, ASL will act as an execution-only broker only and assume no responsibility to make or give any investment advice or recommendation (whether regarding the suitability or profitability of any investment or otherwise In these circumstances, I/we understand and acknowledge that I/we will be exposed to the risk of not receiving any advice from ASL regarding any Transaction that I/we may instruct ASL to execute, including advice regarding the risks of the Transaction as well as whether any specific product is suitable for me/us in light of my/our financial background,
Notes: * = Required必填, = Attach copy 提供影印本.