• Risk Tolerance Questionnaire

  • Have you ever worked with a financial advisor before?*
  • Have you ever invested before?*
  • How often do you check your investment portfolio progress?*
  • How often do you open your account statements?*
  • How many years until you'd like to achieve financial independence / retirement?*
  • How long could your portfolio lose money before you would get concerned and look for a new investment?*
  • How much could your portfolio lose before you would begin selling some or all of your investments?*
  • Suppose you are looking for a new job and have two choices. Would you prefer a job with a reputable, established company and a small pay raise, or would you prefer a job with a startup company with a large pay increase?*
  • I feel most comfortable with investment options that earn consistent but lower returns year-to-year. I prefer to take as little risk as possible.*
  • I believe it’s worth losing money now and then, if I expect my portfolio value to increase in the long run.*
  • I will buy things I want even though I know saving the money for a future goal is a better decision.*

  • Investment Policy Statement

  • Purpose

    This investment policy statement (IPS) is not a contractual agreement. It is only meant to be a summary of the agreed upon investment management techniques. The purpose is to establish a clear understanding between you and our firm of the investment goals, expectations and strategy related to the assets outlined below. 
  • Do you currently have accounts with our firm?*
  • Do you plan to open new accounts with our firm?*

  • Goals & Objectives

    We can best help you achieve these goals though an asset allocation that maximizes your return while taking into consideration your appetite for risk.
  • What are your top three investment goals?*

  • Your risk tolerance score is {riskScore} out of 100, which is {riskTolerance23}.

  • Strategic Investment Plan

    We utilize low-cost, passive investment solutions, focusing on quality securities that are diversified among asset classes and within broad industry categories for each asset class to minimize risk. The images shown below reflect sample portfolio allocations based on your risk tolerance. Your specific allocations will reflect your risk tolerance, goals, and time horizon; therefore your actual portfolio allocation may not exactly match the images below.

  • {portfolioImage}

  • Review & Revision

    This policy will be reviewed periodically to ensure its continued appropriateness. The above-referenced guidelines may be amended or revoked at any time on written notice of the depositor. We use automatic and manual rebalancing methods to keep your portfolio allocations within the appropriate ranges. As your risk tolerance, goals and/or time horizon change, we will update your asset allocations accordingly.

  • Signature

    By signing below you acknowledge that you have received and reviewed the attached Investment Policy Statement.
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