The information provided by you will be treated in the strictest confidence. Before we can act for you you must complete and returned this application.
Vertex Capital is required by the regulator to ensure that we are aware of your financial position, investment objectives and risk profile. We need to know this information to assess the suitability of our investment advice and management. Please complete this questionnaire in its entirety to enable us to comply with our regulatory requirements. We will ask you to update this information from time to time, but in the interim it is important that you notify us immediately of any material change in your circumstances. It should be noted that this does not represent a full financial planning check.
Risk Warning: Spread betting, CFD and forex trading are leveraged products and can result in losses that exceed your deposit. The value of your investments (and the income from them) may go down as well as up and you may get back less than invested. Trading in the products and services offered by Vertex Capital may result in losses as well as profits. In particular trading in leveraged products, such as but not limited to, Contracts for Difference, foreign exchange, derivatives and commodities can be very speculative and losses and profits may fluctuate rapidly. Trading in these markets is generally considered to be suitable for the more experienced investor as it poses a risk of loss to your capital. If you trade in leveraged products you may be asked to pay an initial margin. If the market moves against you, you may be called upon to pay additional margin at short notice to maintain the position. If you fail to do so within the time required, your position may be liquidated at a loss and you will be responsible for the resulting deficit. Past performance is not necessarily a guide to future performance. Tax allowances depend on your personal circumstances and the benefits of tax-efficient accounts can change in the future.